於二零一一年六月三十日,依據證券及期貨條例第336條規定本公司須予保存之登記冊所記錄,下列人士(本公司之董事及主要行政人員除外)已依據證券及期貨條例第XV部第2及3分部向本公司披露擁有本公司之股份、相關股份及債權證之權益及淡倉如下:

名稱 股份權益總額 (L/ S/ LP)* 佔權益總額的概約百分比
Capital Research and Management Company(1) 145,857,000(L) 9.08%(L)
FMR LLC(2) 143,763,000(L) 8.95%(L)
JPMorgan Chase & Co.(3) 160,444,028(L)
9,450,000(S)
135,858,028(LP)
9.98%(L)
0.59%(S)
8.45%(LP)
Hang Seng Bank Trustee International Limited(4) 96,517,000(L) 6.01%(L)

* (L/S/LP)指(好倉╱淡倉/可供借出股份)

附註:
(1)

Capital Research and Management Company持有的本公司的股份權益詳情如下:

權份權益總額
名稱 附註 直接權有的權益 (L/S) 視為權有的權益 (L/S) 佔權益的概約百分比
Capital Research and Management Company (1a) 145,857,000 (L) 9.08%
附註:
(1a)

Capital Research and Management Company以投資經理身份持有145,857,000股好倉股份。擁有其100%權益之控股股東為The Capital Group Companies, Inc.。

 

(2)
FMR LLC持有的本公司的股份權益詳情如下:
權份權益總額
名稱 附註 直接持有的權益 (L/S) 視為權有的權益 (L/S) 佔權益的概約百分比
FMR LLC (2a) 143,763,000 (L) 8.95%
Fidelity Management & Research Company (2b) 117,933,500 (L) 7.34%
Fidelity Management Trust Company,
Pyramis Global Advisors LLC
(2b) 25,829,500 (L) 1.61%
附註:
(2a)
FMR LLC以投資經理身份持有143,763,000股好倉股份。
(2b)

Fidelity Management & Research Company、Fidelity Management Trust Company及Pyramis Global Advisors LLC全部均為FMR LLC的間接附屬公司,基於證券及期貨條例,FMR LLC被視為擁有此等附屬公司所持有的權益。

 

(3)
JPMorgan Chase & Co.持有的本公司的股份權益詳情如下:
權份權益總額
名稱 附註 直接持有的權益 (L/S) 視為權有的權益 (L/S/LP) 佔權益的概約百分比
JPMorgan Chase & Co. (3a)



160,444,028
9,450,000
135,858,028
(L)
(S)
(LP)
9.98%
0.59%
8.45%
JPMorgan Chase Bank, N.A. (3b) 135,858,028
(L)
8,466,000
8,450,000
(L)
(S)
8.98%
0.53%
J.P. Morgan Securities Ltd. (3b) 7,950,000
7,950,000
(L)
(S)


0.49%
0.49%
J.P. Morgan Chase International Holdings (3b)


7,950,000
7,950,000
(L)
(S)
0.49%
0.49%
J.P. Morgan Chase (UK) Holdings Limited (3b)



7,950,000
7,950,000
(L)
(S)
0.49%
0.49%
J.P. Morgan Capital Holdings Limited (3b)



7,950,000
7,950,000
(L)
(S)
0.49%
0.49%
J.P. Morgan International Finance Limited (3b)

7,966,000
7,950,000
(L)
(S)
0.49%
0.49%
Bank One International Holdings Corporation (3b)



7,966,000
7,950,000
(L)
(S)
0.50%
0.49%
J.P. Morgan International Inc. (3b)



7,966,000
7,950,000
(L)
(S)
0.50%
0.49%
JF Asset Management Limited (3b) 14,015,000 (L) 0.87%
JPMorgan Asset Management (Asia) Inc. (3b) 15,120,000 (L) 0.94%
JPMorgan Asset Management Holdings Inc. (3b) 15,120,000 (L) 0.94%
J.P. Morgan Whitefriars Inc. (3b) 16,000 (L) 0.00%
J.P. Morgan Overseas Capital Corporation (3b) 16,000 (L) 0.00%
JF International Management Inc. (3b) 1,105,000 (L) 0.07%
J.P. Morgan Markets Limited (3b) 1,000,000
1,000,000
(L)
(S)


0.06%
0.06%
Bear Stearns Holdings Limited (3b)

1,000,000
1,000,000
(L)
(S)
0.06%
0.06%
Bear Stearns UK Holdings Limited (3b)

1,000,000
1,000,000
(L)
(S)
0.06%
0.06%
The Bear Stearns Companies LLC (3b)

1,000,000
1,000,000
(L)
(S)
0.06%
0.06%
JPMorgan Chase Bank, N.A. — London Branch (3b) 500,000
500,000
(L)
(S)


0.03%
0.03%
附註:

 

(3a)

JPMorgan Chase & Co.於紐約證券交易所上市。
JPMorgan Chase & Co.以受控法團身份分別持有160,444,028股好倉股份、9,450,000股淡倉股份及135,858,028股可供借出股份。

(3b)

JPMorgan Chase Bank, N.A.、J.P. Morgan Securities Ltd.、J.P. Morgan Chase International Holdings、J.P. Morgan Chase (UK) Holdings Limited、 J.P. Morgan Capital Holdings Limited、J.P. Morgan International Finance Limited、Bank One International Holdings Corporation、J.P. Morgan International Inc.、JF Asset Management Limited、JPMorgan Asset Management (Asia) Inc.、JPMorgan Asset Management Holdings Inc.、 J.P. Morgan Whitefriars Inc.、J.P. Morgan Overseas Capital Corporation、JF International Management Inc.、J.P. Morgan Markets Limited、 Bear Stearns Holdings Limited、Bear Stearns UK Holdings Limited、The Bear Stearns Companies LLC及JPMorgan Chase Bank, N.A.-London Branch全部均為JPMorgan Chase & Co.直接或間接附屬公司,基於證券及期貨條例,JPMorgan Chase & Co.被視為擁有此等附屬公司所持有的權益。

 

(4)
恆生銀行信託國際有限公司持有的本公司的股份權益詳情如下:
股份權益總額
名稱 附註 直接持有的權益 (L/S) 視為權有的權益 (L/S) 佔權益的概約百分比
Hang Seng Bank Trustee International Limited (4a) 96,517,000 (L) 6.01%
Cheah Company Limited (4b) 96,517,000 (L) 6.01%
Cheah Capital Management Limited (4b) 96,517,000 (L) 6.01%
Value Partners Group Limited (4b) 96,517,000 (L) 6.01%
Value Partners Limited (4b) 96,517,000 (L) 6.01%
附註:
(4a)

Hang Seng Bank Trustee International Limited以信託人身份(被動信託人除外)持有96,517,000股好倉股份。

(4b)

Cheah Company Limited、Cheah Capital Management Limited、Value Partners Group Limited及Value Partners Limited全部均為Hang Seng Bank Trustee International Limited之直接或間接附屬公司,基於證券及期貨條例規定,Hang Seng Bank Trustee International Limited被視為擁有此等附屬公司所持股份之權益。

 

除上文所披露者外,於二零一一年六月三十日,概無其他人士擁有根據證券及期貨條例第XV部第2及3分部須向本公司披露於本公司之股份、相關股份及債權證之權益或淡倉。