{"id":1529,"date":"2011-08-26T08:58:50","date_gmt":"2011-08-26T08:58:50","guid":{"rendered":"http:\/\/www.ttigroup.com\/onlinereport\/ir2011\/?page_id=1529"},"modified":"2011-08-26T08:58:50","modified_gmt":"2011-08-26T08:58:50","slug":"substantial-shareholders-interests","status":"publish","type":"page","link":"https:\/\/ir2012.www.ttigroup.com\/governance-others\/substantial-shareholders-interests\/","title":{"rendered":"Substantial Shareholders' Interests"},"content":{"rendered":"

As at June 30, 2012, the interests and short positions of the following persons, other than directors and chief executive of the Company, in the shares, underlying shares and debentures of the Company which have been disclosed to the Company pursuant to Divisions 2 and 3 of Part XV of the SFO have been recorded in the register kept by the Company pursuant to section 336 of the SFO:<\/p>\n\n\t\n\t\t\n\t\t\n\t\t\n\t\t
Name<\/td>\n\t\tTotal
interests
in shares
(L\/ S\/ LP)*<\/td>\n\t\t		Approximate
aggregate
percentage
of interests<\/td>\n\t<\/tr>\n\t
JPMorgan Chase & Co. (1)<\/sup><\/td>\n\t\t147,648,536 (L)<\/td>\n\t\t8.10%<\/td>\n\t<\/tr>\n\t
<\/td>\n\t\t4,350,500 (S)<\/td>\n\t\t0.24%<\/td>\n\t<\/tr>\n\t
<\/td>\n\t\t141,891,635 (LP)<\/td>\n\t\t7.79%<\/td>\n\t<\/tr>\n<\/table>\n
\n\t

*\t(L\/S\/LP) represents (Long position\/Short position\/Lending pool)<\/p>\n\t

Note:<\/p>\n\t

\n\t\t
(1)<\/div>\n\t\t
\n\t\t\t

The following is a breakdown of the interests in shares in the Company held by JPMorgan Chase & Co.:<\/p>\n\t\t\t\n\t\t\t\t\n\t\t\t\t\t\n\t\t\t\t\t\n\t\t\t\t\t\n\t\t\t\t\t\n\t\t\t\t\t\n\t\t\t\t\t\n\t\t\t\t\t\n\t\t\t\t\t\n\t\t\t\t\t\n\t\t\t\t\t\n\t\t\t\t\t\n\t\t\t\t\t\n\t\t\t\t\t\n\t\t\t\t\t\n\t\t\t\t\t\n\t\t\t\t\t\n\t\t\t\t\t\n\t\t\t\t\t\n\t\t\t\t\t\n\t\t\t\t\t\n\t\t\t\t\t\n\t\t\t\t\t\n\t\t\t\t\t\n\t\t\t\t\t\n\t\t\t\t\t\n\t\t\t\t\t\n\t\t\t\t\t\n\t\t\t\t\t\n\t\t\t\t\t\n\t\t\t\t\t\n\t\t\t\t\t\n\t\t\t\t\t\n\t\t\t\t\t\n\t\t\t\t\t\n\t\t\t\t\t\n\t\t\t\t\t\n\t\t\t\t\t
<\/td>\n\t\t\t\t\t<\/td>\n\t\t\t\t\tTotal interests in shares<\/td>\n\t\t\t\t\t<\/td>\n\t\t\t\t<\/tr>\n\t\t\t\t
Name<\/td>\n\t\t\t\t\tRemarks<\/td>\n\t\t\t\t\tDirect
Interests<\/td>\n\t\t\t\t\t		(L\/S)<\/td>\n\t\t\t\t\tDeemed interests<\/td>\n\t\t\t\t\t(L\/S\/LP)<\/td>\n\t\t\t\t\tApproximate
percentage
of interests<\/td>\n\t\t\t\t<\/tr>\n\t\t\t\t
JPMorgan Chase & Co.<\/td>\n\t\t\t\t\t(1a)<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t147,648,536<\/td>\n\t\t\t\t\t(L)<\/td>\n\t\t\t\t\t8.10%<\/td>\n\t\t\t\t<\/tr>\n\t\t\t\t
<\/td>\n\t\t\t\t\t<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t4,350,500<\/td>\n\t\t\t\t\t(S)<\/td>\n\t\t\t\t\t0.24%<\/td>\n\t\t\t\t<\/tr>\n\t\t\t\t
<\/td>\n\t\t\t\t\t<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t141,891,635<\/td>\n\t\t\t\t\t(LP)<\/td>\n\t\t\t\t\t7.79%<\/td>\n\t\t\t\t<\/tr>\n\t\t\t\t
JPMorgan Chase Bank, N.A.<\/td>\n\t\t\t\t\t(1b)<\/td>\n\t\t\t\t\t141,891,635<\/td>\n\t\t\t\t\t(L)<\/td>\n\t\t\t\t\t4,727,901<\/td>\n\t\t\t\t\t(L)<\/td>\n\t\t\t\t\t8.05%<\/td>\n\t\t\t\t<\/tr>\n\t\t\t\t
<\/td>\n\t\t\t\t\t<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t4,150,000<\/td>\n\t\t\t\t\t(S)<\/td>\n\t\t\t\t\t0.23%<\/td>\n\t\t\t\t<\/tr>\n\t\t\t\t
J.P. Morgan Securities Ltd.<\/td>\n\t\t\t\t\t(1b)<\/td>\n\t\t\t\t\t4,205,500<\/td>\n\t\t\t\t\t(L)<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t0.23%<\/td>\n\t\t\t\t<\/tr>\n\t\t\t\t
<\/td>\n\t\t\t\t\t<\/td>\n\t\t\t\t\t3,650,000<\/td>\n\t\t\t\t\t(S)<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t0.20%<\/td>\n\t\t\t\t<\/tr>\n\t\t\t\t
J.P. Morgan Chase International Holdings<\/td>\n\t\t\t\t\t(1b)<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t4,205,500<\/td>\n\t\t\t\t\t(L)<\/td>\n\t\t\t\t\t0.23%<\/td>\n\t\t\t\t<\/tr>\n\t\t\t\t
<\/td>\n\t\t\t\t\t<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t3,650,000<\/td>\n\t\t\t\t\t(S)<\/td>\n\t\t\t\t\t0.20%<\/td>\n\t\t\t\t<\/tr>\n\t\t\t\t
J.P. Morgan Chase (UK) Holdings Limited<\/td>\n\t\t\t\t\t(1b)<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t4,205,500<\/td>\n\t\t\t\t\t(L)<\/td>\n\t\t\t\t\t0.23%<\/td>\n\t\t\t\t<\/tr>\n\t\t\t\t
<\/td>\n\t\t\t\t\t<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t3,650,000<\/td>\n\t\t\t\t\t(S)<\/td>\n\t\t\t\t\t0.20%<\/td>\n\t\t\t\t<\/tr>\n\t\t\t\t
J.P. Morgan Capital Holdings Limited<\/td>\n\t\t\t\t\t(1b)<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t4,205,500<\/td>\n\t\t\t\t\t(L)<\/td>\n\t\t\t\t\t0.23%<\/td>\n\t\t\t\t<\/tr>\n\t\t\t\t
<\/td>\n\t\t\t\t\t<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t3,650,000<\/td>\n\t\t\t\t\t(S)<\/td>\n\t\t\t\t\t0.20%<\/td>\n\t\t\t\t<\/tr>\n\t\t\t\t
J.P. Morgan International Finance Limited<\/td>\n\t\t\t\t\t(1b)<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t4,227,901<\/td>\n\t\t\t\t\t(L)<\/td>\n\t\t\t\t\t0.23%<\/td>\n\t\t\t\t<\/tr>\n\t\t\t\t
<\/td>\n\t\t\t\t\t<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t3,650,000<\/td>\n\t\t\t\t\t(S)<\/td>\n\t\t\t\t\t0.20%<\/td>\n\t\t\t\t<\/tr>\n\t\t\t\t
Bank One International Holdings Corporation<\/td>\n\t\t\t\t\t(1b)<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t4,227,901<\/td>\n\t\t\t\t\t(L)<\/td>\n\t\t\t\t\t0.23%<\/td>\n\t\t\t\t<\/tr>\n\t\t\t\t
<\/td>\n\t\t\t\t\t<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t3,650,000<\/td>\n\t\t\t\t\t(S)<\/td>\n\t\t\t\t\t0.20%<\/td>\n\t\t\t\t<\/tr>\n\t\t\t\t
J.P. Morgan International Inc.<\/td>\n\t\t\t\t\t(1b)<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t4,227,901<\/td>\n\t\t\t\t\t(L)<\/td>\n\t\t\t\t\t0.23%<\/td>\n\t\t\t\t<\/tr>\n\t\t\t\t
<\/td>\n\t\t\t\t\t<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t3,650,000<\/td>\n\t\t\t\t\t(S)<\/td>\n\t\t\t\t\t0.20%<\/td>\n\t\t\t\t<\/tr>\n\t\t\t\t
JF Asset Management Limited<\/td>\n\t\t\t\t\t(1b)<\/td>\n\t\t\t\t\t622,500<\/td>\n\t\t\t\t\t(L)<\/td>\n\t\t\t\t\t\u00a0\u2014<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t0.03%<\/td>\n\t\t\t\t<\/tr>\n\t\t\t\t
JPMorgan Asset Management (Asia) Inc.<\/td>\n\t\t\t\t\t(1b)<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t828,500<\/td>\n\t\t\t\t\t(L)<\/td>\n\t\t\t\t\t0.05%<\/td>\n\t\t\t\t<\/tr>\n\t\t\t\t
JPMorgan Asset Management Holdings Inc.<\/td>\n\t\t\t\t\t(1b)<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t828,500<\/td>\n\t\t\t\t\t(L)<\/td>\n\t\t\t\t\t0.05%<\/td>\n\t\t\t\t<\/tr>\n\t\t\t\t
J.P. Morgan Whitefriars Inc.<\/td>\n\t\t\t\t\t(1b)<\/td>\n\t\t\t\t\t22,401<\/td>\n\t\t\t\t\t(L)<\/td>\n\t\t\t\t\t\u00a0\u2014<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t0.00%<\/td>\n\t\t\t\t<\/tr>\n\t\t\t\t
J.P. Morgan Overseas Capital Corporation<\/td>\n\t\t\t\t\t(1b)<\/td>\n\t\t\t\t\t\u00a0\u2014<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t22,401<\/td>\n\t\t\t\t\t(L)<\/td>\n\t\t\t\t\t0.00%<\/td>\n\t\t\t\t<\/tr>\n\t\t\t\t
J.P. Morgan Markets Limited<\/td>\n\t\t\t\t\t(1b)<\/td>\n\t\t\t\t\t200,500<\/td>\n\t\t\t\t\t(L)<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t0.01%<\/td>\n\t\t\t\t<\/tr>\n\t\t\t\t
<\/td>\n\t\t\t\t\t<\/td>\n\t\t\t\t\t200,500<\/td>\n\t\t\t\t\t(S)<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t0.01%<\/td>\n\t\t\t\t<\/tr>\n\t\t\t\t
Bear Stearns Holdings Limited<\/td>\n\t\t\t\t\t(1b)<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t200,500<\/td>\n\t\t\t\t\t(L)<\/td>\n\t\t\t\t\t0.01%<\/td>\n\t\t\t\t<\/tr>\n\t\t\t\t
<\/td>\n\t\t\t\t\t<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t200,500<\/td>\n\t\t\t\t\t(S)<\/td>\n\t\t\t\t\t0.01%<\/td>\n\t\t\t\t<\/tr>\n\t\t\t\t
Bear Stearns UK Holdings Limited<\/td>\n\t\t\t\t\t(1b)<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t200,500<\/td>\n\t\t\t\t\t(L)<\/td>\n\t\t\t\t\t0.01%<\/td>\n\t\t\t\t<\/tr>\n\t\t\t\t
<\/td>\n\t\t\t\t\t<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t200,500<\/td>\n\t\t\t\t\t(S)<\/td>\n\t\t\t\t\t0.01%<\/td>\n\t\t\t\t<\/tr>\n\t\t\t\t
The Bear Stearns Companies LLC<\/td>\n\t\t\t\t\t(1b)<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t200,500<\/td>\n\t\t\t\t\t(L)<\/td>\n\t\t\t\t\t0.01%<\/td>\n\t\t\t\t<\/tr>\n\t\t\t\t
<\/td>\n\t\t\t\t\t<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t200,500<\/td>\n\t\t\t\t\t(S)<\/td>\n\t\t\t\t\t0.01%<\/td>\n\t\t\t\t<\/tr>\n\t\t\t\t
JPMorgan Chase Bank, N.A. – London Branch<\/td>\n\t\t\t\t\t(1b)<\/td>\n\t\t\t\t\t500,000<\/td>\n\t\t\t\t\t(L)<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t0.03%<\/td>\n\t\t\t\t<\/tr>\n\t\t\t\t
<\/td>\n\t\t\t\t\t<\/td>\n\t\t\t\t\t500,000<\/td>\n\t\t\t\t\t(S)<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t0.03%<\/td>\n\t\t\t\t<\/tr>\n\t\t\t\t
JPMorgan Asset Management (Taiwan) Limited<\/td>\n\t\t\t\t\t(1b)<\/td>\n\t\t\t\t\t206,000<\/td>\n\t\t\t\t\t(L)<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t\u2014<\/td>\n\t\t\t\t\t0.01%<\/td>\n\t\t\t\t<\/tr>\n\t\t\t<\/table>\n\t\t\t

Remarks:<\/p>\n\t\t\t\n\t\t\t\t\n\t\t\t\t\t\n\t\t\t\t\t\n\t\t\t\t\t
(1a)<\/td>\n\t\t\t\t\tJPMorgan Chase & Co. is listed on New York Stock Exchange. The capacity of JPMorgan Chase & Co. in holding the 147,648,536 shares of long position, 4,350,500 shares of short position and 141,891,635 shares of lending pool respectively was as controlled corporation.<\/td>\n\t\t\t\t<\/tr>\n
 <\/td>\n\t\t\t\t<\/tr>\n\t\t\t\t
(1b)<\/td>\n\t\t\t\t\tJPMorgan Chase Bank, N.A., J.P. Morgan Securities Ltd., J.P. Morgan Chase International Holdings, J.P. Morgan Chase (UK) Holdings Limited, J.P. Morgan Capital Holdings Limited, J.P. Morgan International Finance Limited, Bank One International Holdings Corporation, J.P. Morgan International Inc., JF Asset Management Limited, JPMorgan Asset Management (Asia) Inc., JPMorgan Asset Management Holdings Inc., J.P. Morgan Whitefriars Inc., J.P. Morgan Overseas Capital Corporation, J.P. Morgan Markets Limited, Bear Stearns Holdings Limited, Bear Stearns UK Holdings Limited, The Bear Stearns Companies LLC, JPMorgan Chase Bank, N.A. – London Branch and JPMorgan Asset Management (Taiwan) Limited were all direct or indirect owned by JPMorgan Chase & Co. and by virtue of the SFO, JPMorgan Chase & Co. was deemed to be interested in the shares held by these subsidiaries.<\/td>\n\t\t\t\t<\/tr>\n\t\t\t<\/table>\n\t\t<\/div>\n\t<\/div>\n<\/div>\n

Save as disclosed, no other person was interested in or had a short position in the shares, underlying shares and debentures of the Company which would fall to be disclosed to the Company under Divisions 2 and 3 of the Part XV of the SFO as at June 30, 2012.<\/p>","protected":false},"excerpt":{"rendered":"

As at June 30, 2012, the interests and short positions of the following persons, other than directors and chief executive of the Company, in the shares, underlying shares and debentures of the Company which have been disclosed to the Company … Continue reading →<\/span><\/a><\/p>\n","protected":false},"author":9,"featured_media":0,"parent":88,"menu_order":4,"comment_status":"closed","ping_status":"closed","template":"_tmp_report.php","meta":[],"yst_prominent_words":[],"_links":{"self":[{"href":"https:\/\/ir2012.www.ttigroup.com\/wp-json\/wp\/v2\/pages\/1529"}],"collection":[{"href":"https:\/\/ir2012.www.ttigroup.com\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/ir2012.www.ttigroup.com\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/ir2012.www.ttigroup.com\/wp-json\/wp\/v2\/users\/9"}],"replies":[{"embeddable":true,"href":"https:\/\/ir2012.www.ttigroup.com\/wp-json\/wp\/v2\/comments?post=1529"}],"version-history":[{"count":0,"href":"https:\/\/ir2012.www.ttigroup.com\/wp-json\/wp\/v2\/pages\/1529\/revisions"}],"up":[{"embeddable":true,"href":"https:\/\/ir2012.www.ttigroup.com\/wp-json\/wp\/v2\/pages\/88"}],"wp:attachment":[{"href":"https:\/\/ir2012.www.ttigroup.com\/wp-json\/wp\/v2\/media?parent=1529"}],"wp:term":[{"taxonomy":"yst_prominent_words","embeddable":true,"href":"https:\/\/ir2012.www.ttigroup.com\/wp-json\/wp\/v2\/yst_prominent_words?post=1529"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}